MS11-019 and MS11-020: April SMB Updates

This month we released updates for the SMB client and server components (MS11-019 and MS11-020 respectively). These bulletins address three externally-reported issues, but also include fixes for several issues that Microsoft identified internally. This blog post provides background on these issues and the work done internally at Microsoft to improve SMB security.

Finding and issuing fixes to additional security vulnerabilities is part of our standard security update process, and is covered in detail in a previous blog post via the following link:

Working to enhance the security landscape, a team of people across the Windows, Windows Sustained Engineering and TWC Security groups at Microsoft spent the last year identifying new methods to improve SMB updates. Typically, SMB updates have focused on finding variants of externally-reported issues (“hacking for variations”) to help ensure a comprehensive security bulletin that would not put customers at risk once the update is reverse-engineered by attackers. In order to increase the effectiveness of this month’s SMB update, Microsoft used an even wider scope for identifying variants and increased the time and resources devoted to the update.

What led to the wider scope?

Over the past two years SMB has been a target for security researchers, and Microsoft released several security updates as new issues were reported. As part of each of the preceding updates, we followed our standard “hacking for variations” approach, but with a tighter timeline mandated by the need to address reported issues as quickly as possible.

It was clear that even without additional issues being reported, there were things we could focus on and improve in terms of our internal security testing, code auditing and design reviews. As a result, we kicked off a longer-term project to identify additional security issues in the SMB code, with an eye on releasing fixes in a future security bulletin. This “SMB Security Scrub” led to the fixes included in the April bulletin release.

What was done?

The following initiatives were part of the SMB Security Scrub:

  • Improving our fuzzing tools, test scenarios and test tools. We performed months of fuzzing across all supported versions of Windows;
  • Reviewing code and protocol coverage to identify areas that were being missed;
  • Reviewing security code for new issues or variations of issues found through fuzzing;
  • Targeting fuzzing and fuzzing tool changes based on previous security issues and new issues identified during the code review; and
  • Performing static code analysis.

The end result is more than 1000 lines of source code changed per version of Windows.

Given Microsoft’s commitment to improving the security landscape for its customers, this new method will continue, and the improved tools and processes identified from this ongoing research will be applied to future SMB security updates and new versions of Windows.

Do the additional issues affect bulletin severity or deployment priority?

The bulletin severity for both the SMB server and client bulletins is already Critical based on the externally-reported issues. As a result, the internally-found issues do not cause an increase in bulletin severity. The severity, impact and attack scenarios are covered by the externally-reported issues described in the bulletin, and therefore these issues do not affect deployment priority.

Finally, I would like to thank everyone at Microsoft that worked on these SMB updates for their hard work!

– Mark Wodrich, MSRC Engineering